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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2024-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Durango | CO | 12/2006 | Present |
| Investment Centers Of America | Durango | CO | 09/2007 | 11/2017 |
| Lpl Financial Llc | Durango | CO | 11/2017 | Present |
| Ica Group Wealth Management, Llc | Durango | CO | 03/2022 | 06/2024 |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 11/30/2017 - 16 Hours Per Month/2 Hours During Securities Trading - Life and Fixed Annuity Sales. 2. 12/28/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date 12/26/2017 - 20 Hours Per Month/20 Hours During Securities Trading. 3. 04/06/2022 - ICA Group Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/31/2022 - 25 Hours Per Month/25 Hours During Securities Trading - I provide investment advisory services through ICA Group Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-27 |
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