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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-31 |
Branch Locations
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
9021 W University Dr, Mckinney, TX 75071 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 10/2012 | 01/2022 |
| Dhw Properties, Llc | Dallas | TX | 04/2017 | Present |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 01/2022 | Present |
DWH PROPERTIES LLC, INV RELATED, PROSPER, TX, 100% OWNERSHIP, START 4/24/2017, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, DALLAS, TX, 100% OWNERSHIP, START DATE 3/15/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. DWH VENTURES LLC; INV. RELATED; PROSPER, TX; 100% OWNERSHIP; START DATE 4/6/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-26 |
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