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Glenn Philip Livingston

LPl Financial LLC

Owings Mills, MD

Washington, DC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-03-02
AZ RA APPROVED 2018-02-14
DE RA APPROVED 2018-02-14
GA RA APPROVED 2018-02-14
MD RA APPROVED 2018-02-14
MI RA APPROVED 2018-02-14
MO RA APPROVED 2018-02-14
NJ RA APPROVED 2018-02-14
PA RA APPROVED 2018-02-14
TX RA APPROVED_RES 2018-02-14
  • DC RA
    APPROVED
    Since 2021-03-02
  • AZ RA
    APPROVED
    Since 2018-02-14
  • DE RA
    APPROVED
    Since 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14
  • MD RA
    APPROVED
    Since 2018-02-14
  • MI RA
    APPROVED
    Since 2018-02-14
  • MO RA
    APPROVED
    Since 2018-02-14
  • NJ RA
    APPROVED
    Since 2018-02-14
  • PA RA
    APPROVED
    Since 2018-02-14
  • TX RA
    APPROVED_RES
    Since 2018-02-14

Branch Locations

300 Redland Court Ste 304, Owings Mills, MD 21117 • United States

601 Pennsylvania Ave Nw Ste 900, Washington, DC 20004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Livingston Financial Group Westminster MD 09/2002 Present
Invest Financial Corp. Tampa FL 05/2009 02/2018
Lpl Financial Llc Westminster MD 02/2018 Present
  • 09/2002 → Present
    Livingston Financial Group
    Westminster, MD
  • 05/2009 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Lpl Financial Llc
    Westminster, MD
Previous Registrations
  • 2009-05-15 → 2018-02-16
    Invest Financial Corporation
    Clearwater, FL
    Westminster, MD
    Washington, DC
    Appleton, WI
  • 2004-03-11 → 2009-05-21
    Transamerica Financial Advisors, Llc
    Westminster, MD
    Gold River, CA
    Westminster, MD
    Harrisburg, PA
Other Businesses

1. 02/14/2018 - LIVINGSTON FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1/2002. 2. 02/14/2018 - GL&ML, LLC - Not Investment Related - 2 Locust Ln Ste 306 Westminster, MD 21157 - Other - Owner - Start Date 4/1/2009. 3. 02/14/2018 - LIVINGSTON FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1/2002. 4. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/1/2002. 5. 02/14/2018 - Livingston Tax Solutions - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Start Date 12/1/2015. 6. 02/14/2018 - LIVINGSTON - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/01/2010. 7. 02/14/2018 - Livingston - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 8. 02/14/2018 - Livingston Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-26
  • S66 Uniform Combined State Law Examination
    2004-02-26

View on SEC IAPD

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