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Michael Lee Van Leeuwen

Principal Securities, Inc.

Sioux Falls, SD

CRD 4600346

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-10
SD RA APPROVED 2016-04-15
  • TX RA
    APPROVED_RES
    Since 2024-11-10
  • SD RA
    APPROVED
    Since 2016-04-15

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Sioux Falls SD 03/2016 Present
Principal Life Insurance Co Sioux Falls SD 10/2002 Present
  • 03/2016 → Present
    Sioux Falls, SD
  • 10/2002 → Present
    Principal Life Insurance Co
    Sioux Falls, SD
Other Businesses

**MEDAMERICA. JAN 2008. LONG TERM CARE AGENT. **OUTSIDE INSURANCE, SALES OF LIFE INSURANCE, DISABILITY, ANNUITIES, LTC, 10/4/11. **JESSE CLARK BUSINESS LLC POSITION: Benefits enroller for fixed life, health and disability NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/03/2025 ADDRESS: 4910 S Isabel Pl #100, Sioux Falls SD 57108, United States DESCRIPTION: Enrolling Sanford employees in their annual benefit enrollment and when newly eligible.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-13
S63 Uniform Securities Agent State Law Examination 2002-11-08
  • S65 Uniform Investment Adviser Law Examination
    2016-04-13
  • S63 Uniform Securities Agent State Law Examination
    2002-11-08
Other Names
  • Mike Lee Van Leeuwen

View on SEC IAPD

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