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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-12-23
OR RA APPROVED 2024-08-29
NE RA APPROVED 2023-12-01
AZ RA APPROVED 2023-08-11
TX RA APPROVED 2023-08-10
WY RA APPROVED 2023-08-10
  • LA RA
    APPROVED
    Since 2024-12-23
  • OR RA
    APPROVED
    Since 2024-08-29
  • NE RA
    APPROVED
    Since 2023-12-01
  • AZ RA
    APPROVED
    Since 2023-08-11
  • TX RA
    APPROVED
    Since 2023-08-10
  • WY RA
    APPROVED
    Since 2023-08-10

Branch Locations

109 E. 2Nd Street, Casper, WY 82601 • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Interstate Bank Casper WY 11/2000 08/2023
Cetera Investment Services Llc St. Cloud MN 12/2006 11/2016
Lpl Financial Casper WY 11/2016 08/2023
Ashton Thomas Private Wealth Llc Casper WY 08/2023 Present
Ashton Thomas Insurance Agency Casper WY 08/2023 Present
  • 11/2000 → 08/2023
    First Interstate Bank
    Casper, WY
  • 12/2006 → 11/2016
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2016 → 08/2023
    Lpl Financial
    Casper, WY
  • 08/2023 → Present
    Ashton Thomas Private Wealth Llc
    Casper, WY
  • 08/2023 → Present
    Ashton Thomas Insurance Agency
    Casper, WY
Previous Registrations
  • 2017-08-07 → 2023-08-22
    Casper, WY
    Salt Lake City, UT
    Casper, WY
Other Businesses

1. 11/29/2016 - PORTER FAMILY IRREVOCABLE TRUST/ ACT IN A FIDUCIARY CAPACITY/ 5%/ EVANSVILLE, WY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-13
  • S63 Uniform Securities Agent State Law Examination
    2003-02-13
Designations

View on SEC IAPD

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