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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-18
PA RA APPROVED 2011-02-04
  • TX RA
    APPROVED_RES
    Since 2021-05-18
  • PA RA
    APPROVED
    Since 2011-02-04

Branch Locations

499 North Hermitage Road, Hermitage, PA 16148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Hermitage PA 02/2011 Present
Raymond James Financial Services Advisors Inc. Hermitage PA 02/2011 Present
Ristvey Investment Group Hermitage PA 02/2011 Present
Previous Registrations
  • 2009-03-03 → 2011-04-05
    Fort Mill, SC
    Hermitage, PA
  • 2008-01-10 → 2009-03-11
    Invest Financial Corporation
    Hermitage, PA
    Hermitage, PA
    West Middlesex, PA
    New Castle, PA
    New Castle, PA
    New Brighton, PA
    Baden, PA
    Beaver Falls, PA
    Beaver Falls, PA
    Beaver, PA
    New Castle, PA
    Koppel, PA
    Coraopolis, PA
Other Businesses

(1)Name of Business: Ristvey Investment Group Address: 499 N Hermitage Rd, Hermitage, PA, 16148, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/04/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Consultant (2)Name of Business: Shenango Valley Catholic School System Address: 2120 Shenango Valley Freeway, Hermitage, PA, 16148, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Advisory Board Investment Related: Yes Start Date: 08/14/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Participate as a board member of the advisory board. I will also serve on the Finance Committee assisting wth budget & finance questions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-04
S63 Uniform Securities Agent State Law Examination 1999-12-10
  • S66 Uniform Combined State Law Examination
    2008-01-04
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10

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