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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-28 |
| NY | RA | APPROVED | 2021-10-18 |
| CT | RA | APPROVED | 2019-11-18 |
Branch Locations
41 W Putnam Ave, Greenwich, CT 06830 • United States
Putnam Valley, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metife Securities Inc | Elmsford | NY | 03/2012 | 03/2017 |
| Massmutual Life Insurance Co | Elmsford | NY | 07/2016 | 11/2019 |
| Mml Investors Services, Llc | Elmsford | NY | 03/2017 | 11/2019 |
| Ameriprise Financial Services, Inc. | Greenwich | CT | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwich | CT | 03/2020 | Present |
Independent Insurance Brokering; MassMutual; 01/01/2016; Term Life. Business Ownership; M. Bucci LLC; This is a marketing business where I am the sole member; Consulting; 15 Brightview Court, , Mahopac, NY, 10541; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 2011-12-19 |
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