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Timothy Edward Brown

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
WA RA APPROVED 2015-04-01
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • WA RA
    APPROVED
    Since 2015-04-01

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Portland OR 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Portland, OR
Previous Registrations
Other Businesses

ADVOCARE; INDEPENDANT DISTRIBUTOR; HEALTH AND ENERGY PRODUCTS SOLD THROUGH INDEPENDANT DISTRIBUTORS; 11/2012 *620857 - Beth Brown Books LLC; Investment Related - Yes; Federal Way, Washington; Publishing; Partner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2024; During Business Hours: 0; After Business Hours: 3; Administrative, Accounting/Bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-11
  • S66 Uniform Combined State Law Examination
    2008-08-11

View on SEC IAPD

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