Jeffrey Jen-Chie Yu

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 10/2023
  Column Capital Advisors, Llc
  Indianapolis, IN
• 10/2023 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2007-05-15 → 2024-08-09
  Column Capital Advisors, Llc
  Indianapolis, IN
• 2004-08-18 → 2007-02-21
  Avalon Wealth Advisory, Inc.
  Indianapolis, IN
• 2002-11-01 → 2004-07-16
  Forvis Mazars Wealth Advisors, Llc
  Indianapolis, IN

Other Businesses

1. Name: Mud Creek Conservancy, Address: 7399 N. Shadeland Ave. Box 200, Indianapolis, IN 46250, Not Investment Related, Nature: non-profit, Position/Title: Treasurer and Board of Directors, Start: 04/01/2023, Hours/Month: 10, Hours during Market Hours: 0, Duties: Treasurer and serve as volunteer on board 2. Name: Village Of Merici Inc, Address: 5707 Lawton Loop East Drive, OFC 22, Indianapolis, IN 46216, Not Investment Related, Nature: Foundation/Charitable Institution, Position/Title: Board of Directors, Start: 04/01/2020, Hours/Month: 5, Hours during Market Hours: 0 ,Duties: serve as volunteer on board 3. Name: Lawrence Township Boys Basketball League, Inc., Address: PO Box 36685, Indianapolis, IN 46236, Not Investment Related, Nature: Foundation/Charitable Institution, Position/Title: President, Board of Directors, Start: 04/01/2002, Hours/Month: 40, Hours during Market Hours: 0, Duties: serve as volunteer on board 4. Name: Lawrence Township Education Foundation, Address: 6501 Sunnyside Road #209, Indianapolis, IN 46236, Not Investment Related, Nature: Foundation/Charitable Institution, Position/Title: Board Member, Start: 04/01/2006, Hours/Month: 10, Hours during Market Hours: 2, Duties: serve as volunteer on board

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-30

Designations

• Certified Financial Planner

Other Names

• Jeff Yu