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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
TX RA APPROVED 2025-11-17
  • CA RA
    APPROVED
    Since 2025-11-17
  • TX RA
    APPROVED
    Since 2025-11-17

Branch Locations

3600 Lime St Suite 311, Riverside, CA 92501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 11/2014 09/2018
Securities America, Inc. Riverside CA 09/2018 06/2024
Securities America Advisors Riverside CA 09/2018 06/2024
Osaic Wealth, Inc. Riverside CA 06/2024 11/2025
Rivco Wealth Management Riverside CA 12/2014 Present
Rivco Insurance Riverside CA 12/2014 Present
Cetera Wealth Services, Llc El Segundo CA 11/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2025 Present
  • 11/2014 → 09/2018
    Lpl Financial
    San Diego, CA
  • 09/2018 → 06/2024
    Securities America, Inc.
    Riverside, CA
  • 09/2018 → 06/2024
    Securities America Advisors
    Riverside, CA
  • 06/2024 → 11/2025
    Riverside, CA
  • 12/2014 → Present
    Rivco Wealth Management
    Riverside, CA
  • 12/2014 → Present
    Rivco Insurance
    Riverside, CA
  • 11/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-06-14 → 2025-11-19
    Riverside, CA
  • 2018-09-04 → 2024-06-14
    Securities America Advisors, Inc.
    Riverside, CA
  • 2014-11-25 → 2018-09-14
    Rancho Cucamonga, CA
    Riverside, CA
  • 2010-02-01 → 2014-12-03
    Cuso Financial Services, L.P.
    Riverside, CA
    Riverside, CA
  • 2006-07-11 → 2008-06-03
    Wells Fargo Investments, Llc
    Costa Mesa, CA
    Newport Beach, CA
    Huntington Beach, CA
    Huntington Beach, CA
  • 2005-01-18 → 2006-06-22
    Ifmg Securities, Inc.
    Fontana, CA
    Yucaipa, CA
    Victorville, CA
    Victorville, CA
  • 2003-02-10 → 2004-08-27
    Banc Of America Investment Services, Inc.
    Riverside, CA
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/2004 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RIVCO WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 12/2014 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: PROVIDING INVESTMENT ADVICE TO CLIENTS; 3. NAME OF OTHER BUSINESS: RIVCO INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA ONLY FOR DIRECT INSURANCE BUSINESS START DATE: 12/2014 POSITION/TITLE/RELATIONSHIP: INSURANCE PRODUCER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: DIRECT INSURANCE BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-07
  • S66 Uniform Combined State Law Examination
    2003-02-07

View on SEC IAPD

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