Matthew Belden Beck

Current Employers

Employment History

• 03/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Beck Investment Services Company, Llc
  Lebonon, OH

Previous Registrations

• 2011-01-31 → 2013-03-28
  Woodbury Financial Services, Inc.
  Dayton, OH
  Dayton, OH
  Dayton, OH
  Noblesville, IN
• 2009-06-01 → 2011-02-10
  Morgan Stanley
  Dayton, OH
• 2004-07-13 → 2009-06-01
  Citigroup Global Markets Inc.
  Dayton, OH
  Dayton, OH

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED,ADDRESS IS THE REGISTERED LOCATION, START 02/2013, 1 HOUR PER WEEK - DURING TRADING HOURS,INSURANCE AGENT SELLS LIFE 2. NAME OF OTHER BUSINESS: PEAK ADVISORY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVICE AND FINANCIAL PLANNING; 3. DAYTON WEALTH MANAGEMENT, LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, LEGAL ENTITY FOR BUSINESS EXPENSES, START MAY 2014, 2 HOURS PER WEEK - VARIES DURING TRADING HOURS, PARTNER. 4. NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: REFERER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: NO DUTIES, MAY REFER CLIENTS TO CPA OF COMPANY FOR SERVICE; 5. NAME OF OTHER BUSINESS: PROSPERITY ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: BECK INVESTMENT SERVICES COMPANY, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDS INVESTMENT IN PROSPERITY ADVISORS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-05
• S63 Uniform Securities Agent State Law Examination
  2002-11-23

Other Names

• Matthew B Beck
• Matthew B Beck