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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-03-13
TX RA APPROVED 2023-03-13
  • OK RA
    APPROVED
    Since 2023-03-13
  • TX RA
    APPROVED
    Since 2023-03-13

Branch Locations

6305 Waterford Boulevard Suite 240, Oklahoma City, OK 73118 • United States

2270 N. Hwy 81 Suite 112, Duncan, OK 73533 • United States

Ardmore, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 11/2005 03/2023
Bank Of America, N.A. Lawton OK 05/2011 03/2023
Morgan Stanley Smith Barney Llc Oklahoma City OK 03/2023 Present
Morgan Stanley Private Bank, N.A. New York NY 03/2023 Present
Morgan Stanley Smith Barney Llc Duncan OK 04/2023 Present
  • 11/2005 → 03/2023
    Tulsa, OK
  • 05/2011 → 03/2023
    Bank Of America, N.A.
    Lawton, OK
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Oklahoma City, OK
  • 03/2023 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2023 → Present
    Morgan Stanley Smith Barney Llc
    Duncan, OK
Previous Registrations
Other Businesses

Dustin Stanton Sole Prop / Non-Investment Related / Ardmore, OK / Sole Proprietorship / Owner / Start 01-April-2019 / 5 Hours Devoted Monthly / 0 During Trading Hours / I intend to buy a rent house and have a property management company rent it out for me. *618483 - Rental Property; Investment related: Yes; College Station, Texas; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 1; Administrative *618483 - Rental Property; Investment related: Yes; College Station, Texas; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 1; Administrative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 2002-12-12
  • S65 Uniform Investment Adviser Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    2002-12-12

View on SEC IAPD

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