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William Hamilton Black

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-23
OH RA APPROVED 2014-08-01
  • TX RA
    APPROVED_RES
    Since 2017-05-23
  • OH RA
    APPROVED
    Since 2014-08-01

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Serivces Inc Cincinnati OH 08/2014 Present
  • 08/2014 → Present
    Ubs Financial Serivces Inc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-07
S63 Uniform Securities Agent State Law Examination 2002-12-23
  • S66 Uniform Combined State Law Examination
    2006-06-07
  • S63 Uniform Securities Agent State Law Examination
    2002-12-23

View on SEC IAPD

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BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
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