Alisa Singhasri

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Ubs Financial Services Inc.
  Beverly Hills, CA

Previous Registrations

• 2007-12-04 → 2012-12-05
  Deutsche Bank Securities Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2007-05-14 → 2007-11-21
  Rbc Capital Markets, Llc
  Beverly Hills, CA
• 2006-06-21 → 2007-05-01
  Wells Fargo Investments, Llc
  Westlake Village, CA
• 2004-11-17 → 2006-06-19
  Pruco Securities, Llc.
  Sherman Oaks, CA
  Sherman Oaks, CA

Other Businesses

The Ninety-Nines, Inc. / 4300 Amelia Earhart Drive, Ste A Oklahoma City,OK 73159 / Association (i.e., Trade or Industry, Sport...)/ Other Aviation / Organization of women pilots who support aviation education, scholarship, and support. / Member of Board of Directors / / Vice Chairman - SFV Chapter / Start Date 7/1/16 /

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-21
• S63 Uniform Securities Agent State Law Examination
  2004-07-20

Other Names

• Alisa Singhasri
• Alisa Singhasri
• Alisa Singhasri
• Alisa Singhasri Singhasri