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Dafna Gold

Raymond James & Associates, Inc.

Coral Gables, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
FL RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • FL RA
    APPROVED
    Since 2021-06-09

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Expocredit Miami FL 01/2019 08/2019
Consultant Miami FL 03/2011 12/2018
Raymond James & Associates, Inc. Pinecrest FL 03/2021 Present
Consultant Miami FL 09/2019 02/2021
  • 01/2019 → 08/2019
    Expocredit
    Miami, FL
  • 03/2011 → 12/2018
    Consultant
    Miami, FL
  • 03/2021 → Present
    Raymond James & Associates, Inc.
    Pinecrest, FL
  • 09/2019 → 02/2021
    Consultant
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-03
  • S66 Uniform Combined State Law Examination
    2021-06-03
Other Names
  • Dafna Gold
  • Dafna Gold
  • Dafna Mccarthy
  • Dafna Gold Mccarthy

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.
MORGAN STANLEY

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL
AMERANT INVESTMENTS, INC. · CORAL GABLES, FL

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