Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-19
CA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-09-19
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

376 Hartnell Avenue Suite A, Redding, CA 96002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Redding CA 05/2003 Present
Raymond James Financial Services Advisors, Inc Redding CA 01/2009 Present
Ball Jones Gans And Gowen Financial Services Redding CA 09/2014 Present
Previous Registrations
  • 2001-03-29 → 2003-07-02
    A. G. Edwards & Sons, Inc.
    Redding, CA
Other Businesses

(1)Name of Business: Ball Jones Gans and Gowen Finacial Services Address: 445 Hemsted Dr Ste C, Redding, CA, 96002, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/16/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Jensen, Al & Angie Address: 445 Hemsted Dr Ste C, Redding, CA, 96002, United States Activity Type: Control Person Position/Title: Executor (Named Only), Successor trustee (Named Only) Investment Related: Yes Start Date: 09/16/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Successor Trustee on Parents trust

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-20
  • S63 Uniform Securities Agent State Law Examination
    2000-01-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Redding, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor