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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-05-13 |
| NY | RA | APPROVED | 2021-04-16 |
| WA | RA | APPROVED | 2021-02-25 |
| FL | RA | APPROVED | 2020-05-26 |
| DE | RA | APPROVED | 2019-07-30 |
| NC | RA | APPROVED | 2019-07-22 |
| PA | RA | APPROVED | 2019-07-22 |
| NM | RA | APPROVED | 2019-05-08 |
| NJ | RA | APPROVED | 2019-05-07 |
| MD | RA | APPROVED | 2019-05-02 |
Branch Locations
5 Vaughn Drive Suite 320, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Princeton | NJ | 09/2002 | Present |
| Park Avenue Securities | Princeton | NJ | 10/2002 | Present |
1) Other life insurance than Guardian-sell fixed annuities, Term Life insurance, and Long Term Care Insurance with outside carriers other than Guardian. Start: 03/31/2011 Address: 2 Research Way Princeton NJ 08540 3 total hours per month, 0 during securities trading hours Investment related Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-09 |
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