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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-07-28 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Medina, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Minnetonka | MN | 08/2011 | 07/2020 |
| Rbc Capital Markets, Llc | Minnetonka | MN | 07/2020 | Present |
1) Finland Boston Corporation, dba European Wax Center (non-investment) - 49% owner, management duties only, 5 hours per month, Eden Prairie, MN. Since June of 2011. 2) Finland Boston Two, LLC, dba European Wax Center (non-investment) - 49% owner, management duties only, 5 hours per month, Edina, MN. Since October of 2013. 3) Name: Finland Boston Corporation (dba European Wax Center) Address: 144 Babcock Lane Wayzata, MN 55391 Business Description: Salon, spa service/retail Business is not investment related Projected Start Date: 06/10/11 Capacity: Owner- Passive Duties Performed: Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: EWC Ventures ADDRESS: 120 Broadway Ave S, Suite 100, Wayzata, MN 55391 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 10.29.24 CAPACITY: Owner DUTIES: Holding/Management company for already approved Finland Boston Corporation and Finland Boston Two, LLC. No employees, no revenues, but handles expenses for both Finland Boston Corporation and Finland Boston Two, LLC. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (5) NAME OF ENTITY: N/A - Real Estate Rental ADDRESS: 144 Babcock Lane Wayzata MN 55391 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Nov 12, 2025 CAPACITY: Owner DUTIES: Limited property manager HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (6) NAME OF ENTITY: Mound-Westonka High School Girls Hockey Association ADDRESS: 5101 Thimsen Ave #200 Minnetonka MN 55345 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jun 03, 2026 CAPACITY: Board of Directors DUTIES: Voted in to act as President of this non-profit Board to help steer the Girls Hockey program HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-05-10 |
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