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Mark William Mann

Kestra Advisory Services, LLC

Austin, TX

Austin, TX

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-05
  • TX RA
    APPROVED
    Since 2021-11-05

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Shawnee Mission KS 05/2007 08/2021
Kestra Investment Services, Llc Austin TX 11/2021 Present
Kestra Advisory Services, Llc Austin TX 11/2021 Present
  • 05/2007 → 08/2021
    Waddell & Reed, Inc
    Shawnee Mission, KS
  • 11/2021 → Present
    Kestra Investment Services, Llc
    Austin, TX
  • 11/2021 → Present
    Kestra Advisory Services, Llc
    Austin, TX
Previous Registrations
  • 2021-01-16 → 2021-08-23
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-15
S63 Uniform Securities Agent State Law Examination 2003-03-13
  • S65 Uniform Investment Adviser Law Examination
    2021-01-15
  • S63 Uniform Securities Agent State Law Examination
    2003-03-13

View on SEC IAPD

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DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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