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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-12-01
  • NJ RA
    APPROVED
    Since 2016-12-01

Branch Locations

4 Franklin Ave. Ste. 1, Ridgewood, NJ 07450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 02/2015 11/2016
Gitterman Wealth Management, Llc Edison NJ 02/2015 11/2016
Cambridge Investment Research, Inc. Fairfield IA 11/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2016 Present
  • 02/2015 → 11/2016
    Triad Advisors, Inc.
    Norcross, GA
  • 02/2015 → 11/2016
    Gitterman Wealth Management, Llc
    Edison, NJ
  • 11/2016 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2016 → Present
    Fairfield, IA
Previous Registrations
  • 2015-06-18 → 2016-12-02
    Gitterman Wealth Management, Llc
    Edison, NJ
  • 2013-04-26 → 2015-03-04
    First Allied Advisory Services, Inc.
    San Diego, CA
    Suffern, NY
  • 2009-06-01 → 2013-05-22
    Paramus, NJ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Paramus, NJ
  • 2003-01-10 → 2007-04-02
    Morgan Stanley Dw Inc.
    Paramus, NJ
    Paramus, NJ
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 0/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. D.R MARTIN AND ASSOCIATES, 4 Franklin Ave, Suite 1, Ridgewood NJ 07450, United States, 04/21/2026, Owner, DBA Name, INV REL, 10 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-09
  • S66 Uniform Combined State Law Examination
    2003-01-09
Designations
Other Names
  • Daniel R Martin

View on SEC IAPD

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