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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-26
MA RA APPROVED 2013-10-28
  • TX RA
    APPROVED_RES
    Since 2026-03-26
  • MA RA
    APPROVED
    Since 2013-10-28

Branch Locations

500 Edgewater Drive, 511A, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2013 Present
Previous Registrations
Other Businesses

1. Owner, Mark Felt Inc. Operating Securities Business; 0% of time spent during business hours; Conducted at branch location; Investment related. 2. Fixed Insurance Sales; 2% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-21
  • S66 Uniform Combined State Law Examination
    2003-01-21

View on SEC IAPD

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