Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-07-01
  • SC RA
    APPROVED
    Since 2022-07-01

Branch Locations

359 Belvedere Road, Beech Island, SC 29842 • United States

North Augusta, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann North Augusta SC 10/1999 02/2018
Hunt Insurance Agency, Llc Clearwater SC 01/2009 Present
Lincoln Financial Securities Corporation Beech Island SC 02/2018 07/2022
Cambridge Investment Research, Inc. Fairfield IA 07/2022 Present
Cambridge Investment Research Advsiors, Inc. Fairfield IA 07/2022 Present
  • 10/1999 → 02/2018
    Horace Mann
    North Augusta, SC
  • 01/2009 → Present
    Hunt Insurance Agency, Llc
    Clearwater, SC
  • 02/2018 → 07/2022
    Lincoln Financial Securities Corporation
    Beech Island, SC
  • 07/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2022 → Present
    Cambridge Investment Research Advsiors, Inc.
    Fairfield, IA
Previous Registrations
  • 2018-02-02 → 2022-07-12
    Osaic Fs, Inc.
    Beech Island, SC
    Charlotte, NC
    Beech Island, SC
  • 2015-04-27 → 2018-02-14
    Bartow, FL
    Augusta, GA
    Beech Island, SC
    North Augusta, SC
Other Businesses

1. KEVIN HUNT, 359 Belvedere Rd., Beech Island SC 29842, United States, 08/20/2004, Notary Public, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 2. KEVIN HUNT, 359 Belvedere Rd., Beech Island SC 29842, United States, 01/20/2001, Landlord, Real Estate, NIR, 2 HR/MO - 2 HR/MO TRADING 3. HUNT INSURANCE & RETIREMENT SERVICES, 359 Belvedere Rd., Beech Island SC 29842, United States, 02/01/2018, Owner, Networking, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. VICTORY BAPTIST CHURCH, 620 W. Martintown Road, North Augusta SC 29841, United States, 12/01/2004, Volunteer, Volunteer, NIR, 50 HR/MO - 0 HR/MO TRADING 5. BNI / 2651 Perimeter Pkwy, Augusta GA 30909 / 09/01/2022 / NIR / COMMITTE MEMBER / 6 HR/MO - 6 HR/MO TRADING 6. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/01/2022

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-24
S63 Uniform Securities Agent State Law Examination 2000-03-03
  • S65 Uniform Investment Adviser Law Examination
    2015-04-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Beech Island, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor