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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-08-14
TX RA APPROVED 2023-07-31
  • DC RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED
    Since 2023-07-31

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Washington DC 09/2002 Present
Bedford Lots, Llc. Henrico VA 08/2016 12/2016
Greeneleigh Lots, Llc Henrico VA 09/2016 12/2016
Jpmorgan Chase Bank Na Washington DC 11/2016 Present
Fairway Holdings Llc Arlington VA 12/2016 12/2019
70 Otter Island Llc Arlington VA 08/2020 Present
Astro Shirlington Llc Washington DC 08/2022 Present
Angel Business Credit, Llc Mount Pleasant PA 08/2022 Present
Darlington Mobile Home Park Darlington SC 07/2024 Present
Intervala Mount Pleasant PA 08/2024 Present
Oakview Mobile Home Park Richmond VA 09/2024 Present
Sharp Edge Labs Pittsburgh PA 10/2024 Present
North Highland Partners Waynesboro VA 10/2024 Present
Washington Harbour Vulcan Arlington VA 08/2025 Present
Orabio Pittsburgh PA 09/2025 Present
Mhci Group New Smyrna Beach FL 11/2025 Present
Wassamki Campground Scarborough ME 08/2026 Present
  • 09/2002 → Present
    Jpmorgan Securities Llc
    Washington, DC
  • 08/2016 → 12/2016
    Bedford Lots, Llc.
    Henrico, VA
  • 09/2016 → 12/2016
    Greeneleigh Lots, Llc
    Henrico, VA
  • 11/2016 → Present
    Jpmorgan Chase Bank Na
    Washington, DC
  • 12/2016 → 12/2019
    Fairway Holdings Llc
    Arlington, VA
  • 08/2020 → Present
    70 Otter Island Llc
    Arlington, VA
  • 08/2022 → Present
    Astro Shirlington Llc
    Washington, DC
  • 08/2022 → Present
    Angel Business Credit, Llc
    Mount Pleasant, PA
  • 07/2024 → Present
    Darlington Mobile Home Park
    Darlington, SC
  • 08/2024 → Present
    Intervala
    Mount Pleasant, PA
  • 09/2024 → Present
    Oakview Mobile Home Park
    Richmond, VA
  • 10/2024 → Present
    Sharp Edge Labs
    Pittsburgh, PA
  • 10/2024 → Present
    North Highland Partners
    Waynesboro, VA
  • 08/2025 → Present
    Washington Harbour Vulcan
    Arlington, VA
  • 09/2025 → Present
    Orabio
    Pittsburgh, PA
  • 11/2025 → Present
    Mhci Group
    New Smyrna Beach, FL
  • 08/2026 → Present
    Wassamki Campground
    Scarborough, ME
Other Businesses

Entity Name: Washington Harbour Defense, Space & Advanced Technology Portfolio (Hadrian, Kapta Space, Zeno Power, Anello, Mariana Minerals, Vulcan Elements, Picogrid, Hidden Level, Array Labs, Saildrone, Quindar, Apex Space, Stoke Space, Firestorm, Northwood Space, Scout Space, Standard Nuclear) Investment related: No Address: 1201 Wilson Blvd, 22nd Floor, Arlington, VA 22209 Nature of the other business: Passive investments in defense technology, aerospace, space systems, energy, advanced manufacturing, and critical minerals companies. Position/Title/Relationship: Passive Owner/Partner Start Date: 08/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Passive investor only; no operational, managerial, or decision-making responsibilities. Entity Name: Washington Harbour Manufacturing & Industrial Portfolio (Vulcan, Intervala, BoxBuild, RPM Industries) Investment related: No Address: Various Locations (VA, PA, CA, TN, NY) Nature of the other business: Passive investments in manufacturing, electronics, and industrial technology companies. Position/Title/Relationship: Passive Owner/Partner Start Date: 10/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Passive investor only; no operational involvement. Entity Name: Earth AI and Angel Business Credit Investment related: No Address: Various Locations Nature of the other business: Passive investments in AI-driven exploration and financial technology businesses. Position/Title/Relationship: Passive Investor/Owner Start Date: 10/17/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Passive investor with no day-to-day responsibilities. Entity Name: North Highland Partners Portfolio (Oakview MHP, Darlington MHP, Martinsburg MHC, 70 Otter Island LLC, Red Sky Capital, MHCI Group, Beards Creek & Blockers MHP) Investment related: Yes Address: Various Locations (VA, WV, SC, FL, GA) Nature of the other business: Ownership interests in real estate, mobile home parks, and affordable housing investments. Position/Title/Relationship: Passive LP/Equity Investor Start Date: 10/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Passive investor; properties managed by third-party operators with no daily involvement. Entity Name: Oak Club, Astro Beer Hall, Astro Shirlington LLC Investment related: Oak Club/Astro Beer Hall – No; Astro Shirlington – Yes Address: Washington, DC and Shirlington, VA Nature of the other business: Restaurant, food service, and hospitality investments. Position/Title/Relationship: Passive Financial/Equity Investor Start Date: 10/24/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Passive investor only; no management or operational responsibilities. Entity Name: Kinometrix, OraBio, Novilla Pharmaceuticals, Sharp Edge Labs Investment related: No Address: Various Locations Nature of the other business: Passive investments in biotechnology, pharmaceutical, and healthcare technology companies. Position/Title/Relationship: Passive Investor Start Date: 04/20/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0-10 Briefly describe your duties: Passive investor with no operational, management, or advisory role. Entity Name: Wassamki Campground Investment related: No Address: 56 Saco St Scarborough ME 04074 Nature of the other business: Campground Position/Title/Relationship: Owner/Partner Start Date: 08/11/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Seasonal RV Park in Maine

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2004-08-17
  • S65 Uniform Investment Adviser Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2004-08-17
Other Names
  • Stephen Thomas Antosh

View on SEC IAPD

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