Best Investors Account Sign in

Richard Lavold

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Mesa, AZ

Chandler, AZ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-08-12
TX RA APPROVED 2013-08-12
  • CA RA
    APPROVED
    Since 2013-08-12
  • TX RA
    APPROVED
    Since 2013-08-12

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Mesa, AZ • United States

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2013 Present
Bank Of America, N.A. Chandler AZ 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-14
S63 Uniform Securities Agent State Law Examination 2000-04-07
  • S65 Uniform Investment Adviser Law Examination
    2012-05-14
  • S63 Uniform Securities Agent State Law Examination
    2000-04-07
Other Names
  • Richard Todd Lavold

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
BLUE CHIP FINANCIAL ADVISORS, LLP
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CITIZENS SECURITIES, INC.
BROWN ADVISORY GROUP, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

LAWRENCE A DISARRO
Ryan THAD Ricciardi
Daniel PATRICK McCarthy
Nicole A Lazarek
Thomas J Theodore
Eric Cutler
Amy Cutler
Corey R Pothier

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Riverside, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
MML INVESTORS SERVICES, LLC · EAST PROVIDENCE, RI
BLUE CHIP FINANCIAL ADVISORS, LLP · EAST PROVIDENCE, RI
EDWARD JONES · RIVERSIDE, RI

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor