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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-13 |
Branch Locations
420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Fort Worth | TX | 05/2007 | Present |
| Jpmorgan Chase Bank, N.A. | Fort Worth | TX | 11/2016 | Present |
Entity Name: Waterloo Resources, LP Investment related: No Address: 200 N Loraine Ste. 1260 Midland, TX 79701 Nature of the other business: Oil and Gas Position/Title/Relationship: Owner/Partner Start Date: 06/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an investor, GP, in oil and gas related investments through the management team at Waterloo Resources. Entity Name: 12th Man Foundation Investment related: Yes Address: Kyle Field Joe Routt Blvd #12 College Station, TX 77841 Nature of the other business: Nonprofit Position/Title/Relationship: Advisor/Officer Start Date: 09/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Asked to be a part of an advisory group to the 12th Man Foundation. This working group will be looking at the structural, administrative, legal and investment issues around a quasi-endowment pool of monies for the not-for-profit organization. This is not a paid position in any capacity. It is a service to my Alma Mater.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-18 |
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