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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-13
  • TX RA
    APPROVED
    Since 2023-11-13

Branch Locations

420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fort Worth TX 05/2007 Present
Jpmorgan Chase Bank, N.A. Fort Worth TX 11/2016 Present
Previous Registrations
  • 2007-09-10 → 2008-10-01
    J.P. Morgan Securities Inc.
    Fort Worth, TX
Other Businesses

Entity Name: Waterloo Resources, LP Investment related: No Address: 200 N Loraine Ste. 1260 Midland, TX 79701 Nature of the other business: Oil and Gas Position/Title/Relationship: Owner/Partner Start Date: 06/02/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an investor, GP, in oil and gas related investments through the management team at Waterloo Resources. Entity Name: 12th Man Foundation Investment related: Yes Address: Kyle Field Joe Routt Blvd #12 College Station, TX 77841 Nature of the other business: Nonprofit Position/Title/Relationship: Advisor/Officer Start Date: 09/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Asked to be a part of an advisory group to the 12th Man Foundation. This working group will be looking at the structural, administrative, legal and investment issues around a quasi-endowment pool of monies for the not-for-profit organization. This is not a paid position in any capacity. It is a service to my Alma Mater.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-25
S63 Uniform Securities Agent State Law Examination 2004-05-18
  • S66 Uniform Combined State Law Examination
    2007-06-25
  • S63 Uniform Securities Agent State Law Examination
    2004-05-18
Other Names
  • Jacob Bryan Schneider

View on SEC IAPD

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