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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2007-04-05 |
Branch Locations
Phillips Financial Group 195 South Main Street, Suite A, Marion, NC 28752 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phillips Financial Group, Llc | Marion | NC | 04/2006 | Present |
| Eagle Strategies Llc | Marion | NC | 04/2007 | Present |
| New York Life Insurance Co | Marion | NC | 04/2006 | Present |
| Nylife Securities Llc | Marion | NC | 04/2006 | Present |
[PHILLIPS LINER FARM; 14191 HWY 221 N. MARION, NC 282752; OWNER; GROWING SEEDLING PLANTS; 2-3 HOURS/MONTH; NON INVESTMENT RELATED; START DATE 09/2003] [INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA PHILLIPS FINANCIAL GROUP, LLC.] [Boyd Phillips Properties LLC; Conducts business of Rental Property; 195 South Main Street Marion NC 28752; Start Date 06/2009; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [McDowell County School System - School Calendar Committee; To set the school calendar for the upcoming school year; 334 south main street Marion NC 28752; Start Date 08/2016; Role/Title: committee member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Marion Business Association; assist new and existing businesses for them to be success businesses.; 58 Depot Street Marion, NC 28752; Start Date 01/2011; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [McDowell County Schools; board member; non investment related; start date 08/2012; 334 S. Main St., PO Box 130; 5 hours per month and 1 during securities hours][Mission Hospital McDowell; Healthcare - a wide array of healthcare services ; 430 Rankin Dr, Marion NC 28752; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Oversight board for hospital operations][Young Rentals LLC; Rental Property Management; 195 S Main St, Suite A, Marion NC 28752; Start Date 01/2025; Role/Title: Member; Investment Related; 10 hours per month; 0 hours per month during securities trading hours; collect rent]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-02 |
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