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Keith Michael Tigue

Mariner

Phoenix, AZ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-02-07
TX RA APPROVED_RES 2021-12-14
  • AZ RA
    APPROVED
    Since 2022-02-07
  • TX RA
    APPROVED_RES
    Since 2021-12-14

Branch Locations

2425 E. Camelback Road Ste. 620, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinson, Tigue, Sponcil And Associates, Llc Phoenix AZ 09/2003 12/2021
Mariner Wealth Advisors Phoenix AZ 12/2021 Present
  • 09/2003 → 12/2021
    Robinson, Tigue, Sponcil And Associates, Llc
    Phoenix, AZ
  • 12/2021 → Present
    Mariner Wealth Advisors
    Phoenix, AZ
Previous Registrations
  • 2004-03-25 → 2022-01-06
    Rts Private Wealth Management
    Phoenix, AZ
Other Businesses

Licensed insurance agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-27
  • S65 Uniform Investment Adviser Law Examination
    2004-01-27

View on SEC IAPD

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