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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-06
MO RA APPROVED 2019-12-03
KS RA APPROVED 2011-02-25
TX RA APPROVED 2011-02-25
  • FL RA
    APPROVED
    Since 2022-04-06
  • MO RA
    APPROVED
    Since 2019-12-03
  • KS RA
    APPROVED
    Since 2011-02-25
  • TX RA
    APPROVED
    Since 2011-02-25

Branch Locations

4801 Main St, Kansas City, MO 64112 • United States

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Na Leawood KS 03/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 02/2011 Present
Previous Registrations
Other Businesses

I*96265FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: GUDENKAUF FAMILY TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS:LEAWOOD, KANSAS 66206NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/3/2015NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I BOUGHT AN INVESTMENT PROPERTY FOR RENTAL. I*2187341, Entity Type: , Name of OBA: D G, Address: Leawood, Kansas, 66206, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3449280, Entity Type: Entity For Profit, Name of OBA: Homestead Homeowners Association, Address: Prairie Village , Kansas, 66208, Investment Related: N, Position, Title, Association: Officer, Employee Start Date: 01/01/2026, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be running the annual meeting and negotiating with lawn and landscaping companies to maintain our common space. This is a very simple Homeowners Association with only eleven homes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-13
  • S66 Uniform Combined State Law Examination
    2003-03-13

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