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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Madison | WI | 01/2016 | 02/2018 |
| First Business Bank | Madison | WI | 01/2016 | Present |
| Jim Myers | Mount Horeb | WI | 11/2013 | Present |
| Jim Myers | Mount Horeb | WI | 08/1997 | Present |
| Myers Farm Inc | Plattville | WI | 01/2008 | Present |
| Lpl Financial Llc | Madison | WI | 02/2018 | Present |
1. 02/14/2018 - NCAA & WIAA - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - BASKETBALL REFEREE. 2. 02/14/2018 - No Business Name- Investment Related - Blanchardville, WI - Real Estate Rental - Owner. 3. 02/14/2018 - MYERS FARMS IN987 Golfview dr., Platteville, WI. 53818 - Other - VP - Start Date 1860. 4. 12/29/2020 - Investment Services at First Business Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 40 Hours Per Month During Securities Trading. 5. 06/21/2022 - Mount Horeb Area School District - Not Investment Related - 1304 E Lincoln St, Mt Horeb, WI 53572 - Non-Profit Board Member - Treasurer - Start Date - 05/02/2022 - 15 Hours Per Month/ 0 Hours During Securities Trading. 6. 09/02/2022 - First Business Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Senior Participant Services & Education Officer - Start Date - 01/21/2016 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-04 |
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