Daniel Daniel Duke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 02/2013 → Present
  Bank Of America, N.A.
  Bellevue, WA

Previous Registrations

• 2007-02-21 → 2009-02-09
  Banc Of America Investment Services, Inc.
  Bellevue, WA
• 2003-02-13 → 2007-02-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
  Princeton, NJ

Other Businesses

I*4596276 Entity Type: Entity For Profit Name of OBA: Purchase of Mineral Rights Address: Bellevue, Washington, 98004 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Purchase/transfer of Mineral Rights from family member Passive ownership with my brother (50/50 ownership)

Exams

• S66 Uniform Combined State Law Examination
  2003-02-11

Other Names

• Daniel Duke
• Dan Duke
• Daniel Duke
• Daniel Duke
• Gordon Daniel Duke