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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-28 |
| WA | RA | APPROVED | 2010-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2010 | Present |
| Bank Of America, N.A. | Bellevue | WA | 02/2013 | Present |
I*4596276 Entity Type: Entity For Profit Name of OBA: Purchase of Mineral Rights Address: Bellevue, Washington, 98004 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Purchase/transfer of Mineral Rights from family member Passive ownership with my brother (50/50 ownership)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-11 |
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