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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| WI | RA | APPROVED | 2011-10-11 |
Branch Locations
103 Cottage Grove Rd, Madison, WI 53716 • United States
298 South Grand Ave Suite 110, Sun Prairie, WI 53590 • United States
4101 Commercial Ave., Madison, WI 53714 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | WI | 10/2011 | Present |
| University Of Wisconsin C U | Madison | WI | 06/2012 | Present |
1. 7/2/2012: Investment Services at UW Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/08/2022 - Wealth Management at UW Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-22 |
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