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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-11-10 |
| TX | RA | APPROVED_RES | 2022-11-01 |
Branch Locations
1270 Westhill Blvd Ste A, Appleton, WI 54914 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Appleton | WI | 10/2009 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Appleton | WI | 03/2018 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Appleton | WI | 10/2022 | Present |
BREAKTHROUGH COVENANT CHURCH, NOT INVT RELATED, APPLETON, WI, SR. PASTOR, START DATE 4/16/2017, 10 HRS PER MONTH, 0 HRS DURING TRADING, PREACHING AND TEACHING THE BIBLE. BUTLER VENTURES LLC; INV RELATED; APPLETON, WI; 80% OWNERSHIP; START 05/08/2024; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; COMMERICAL CLEANING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-18 |
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