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5060 North 40Th Street Suite 200, Phoenix, AZ 85018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-02 |
| AZ | RA | APPROVED | 2012-01-20 |
Branch Locations
5060 North 40Th Street Suite 200, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfo Family Office Partners Formerly Tfo Phoenix, Inc. | Phoenix | AZ | 11/2011 | Present |
| Tfo Family Office Partners Formerly Tfo Phoenix, Inc. | Phoenix | AZ | 01/2022 | Present |
(1) 5060 BUILDING, LLC - INVESTMENT RELATED - 5060 N. 40TH STREET PHOENIX, AZ 85018 - MEMBER - REAL ESTATE - 05/2016 TO PRESENT 5-10 HOURS PER MONTH, MOST OF WHICH IS DURING TRADING HOURS -(2) TFO TRUST COMPANY, LLC - 212 S. MAIN AVENUE, SUITE 145, SIOUX FALLS, SD 57104 - INVESTMENT RELATED TRUST COMPANY BOARD MEMBER AND TREASURER AS OF 12/2017 - 0-10 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS - (3) ANDREW PTC, LLC DBA ANDREW TRUST COMPANY LLC - INVESTMENT RELATED - 100 W. LIBERTY ST., 9TH FLOOR, RENO, NV 89501 - PRIVATE TRUST COMPANY - INDEPENDENT DIRECTOR PROVIDING OVERSIGHT ON MANAGEMENT AND COMPLIANCE MATTERS FOR THE COMPANY - 11/2011 TO PRESENT - APPROXIMATELY 1-5 HOURS A MONTH, DURING SECURITIES TRADING HOURS (4) CHILDREN'S MUSEUM OF PHOENIX, 215 N. 7TH STREET, PHOENIX, AZ 85034, SERVES ON THE BOARD OF DIRECTORS, CO-CHAIR OF FINANCE COMMITTEE AND TREASURER, 09/2018 - PRESENT, 0 HOURS DURING SECURITIES TRADING HOURS, 1-5 HOURS DURING NON-BUSINESS HOURS (5) ARIZONA COMMUNITY FOUNDATION, 2201 E. CAMELBACK ROAD, SUITE 405B, PHOENIX, AZ 85016, INVESTMENT RELATED, SERVES ON THE PROFESSIONAL ADVISORY BOARD, 07/2019 - PRESENT, 1-5 HOURS DURING SECURITIES TRADING HOURS, 1-5 HOURS DURING NON-BUSINESS HOURS (6) TGEN FOUNDATION, 445 N. FIFTH STREET, PHOENIX, AZ 85004,NOT INVESTMENT RELATED, TGEN AMBASSADOR, 07/2019 - PRESENT, 1-5 HOURS DURING SECURITIES TRADING HOURS, 1-5 HOURS DURING NON-BUSINESS HOURS. (7) Brick Bridge LLC, Not Investment-related; 1755 E Aurelius Ave, Phoenix, AZ 85020; Nature of business - Holding company to receive partnership distributions and / or capital. Position held-Manager; Start date-8/21/25. Hours worked per month - 0; Hours worked during security trading hours - 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-03-10 |
| S65 | Uniform Investment Adviser Law Examination | 2002-12-09 |
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