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Kirk Mitchell Balin

LPl Financial LLC

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
WA RA APPROVED 2026-02-06
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • WA RA
    APPROVED
    Since 2026-02-06

Branch Locations

9725 3Rd Ave Ne Ste 201, Seattle, WA 98115-2060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Seattle WA 12/2013 Present
Householder Group Seattle WA 10/2005 08/2025
Gateway Wealth Partners, Llc Seattle WA 08/2025 Present
Previous Registrations
  • 2025-09-08 → 2026-02-06
    Bellevue, WA
    Appleton, WI
    Seattle, WA
  • 2013-12-11 → 2025-09-11
    Householder Group Estate & Retirement Specialists
    Seattle, WA
    Bellevue, WA
  • 2009-10-06 → 2013-12-09
    Householder Group Financial Advisors, Llc
    Bellevue, WA
    Seattle, WA
  • 2005-05-26 → 2009-10-06
    Householder Group, Estate & Retirement Specialists
    Bellevue, WA
  • 2004-01-27 → 2005-11-29
    Collier
    Bothell, WA
Other Businesses

1. 12/23/2013 - HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - REGISTERED INVESTMENT ADVISOR - HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - (HYBRID) IAR - 100% OF TIME SPENT - SEATTLE, WA 2. 12/23/2013 - DBA ONLY - HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - 50% OF TIME SPENT - SEATTLE, WA. 3. 12/23/2013 - MANNA FINANCIAL -Business Entity For Tax/Investment Purposes Only- NOT INV RELATED- AT REPORTED BUSINESS LOCATION(S)-Entity for tax purposes- TIME SPENT 0% 4. 8/18/2016: Marti MacEwan - Real Estate Rental - INV REL - 9725 3rd Ave NE Suite 202 Seattle, WA 98115 - Started 06/15/2016 - 0 Hr/Mo. 5. 6/4/2020 - SB Group, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Time Spent 05/29/2020 - 10 Hours Per Month During Securities Trading. 6) 09/02/2025 - Gateway Financial Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 08/27/2025 - 1 Hrs/Mth - 1 Hrs During Trading. 7) 09/03/2025 - Gateway Wealth Partners - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 08/27/2025 - 20 Hrs/Mth - 20 Hrs During Trading.I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 08/2025. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-08
S63 Uniform Securities Agent State Law Examination 2002-12-19
  • S66 Uniform Combined State Law Examination
    2004-01-08
  • S63 Uniform Securities Agent State Law Examination
    2002-12-19
Designations
Other Names
  • Kirk M Balin

View on SEC IAPD

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