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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-12-22 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cls Investments, Llc | Omaha | NE | 05/2006 | 12/2018 |
| Northern Lights Distributors, Llc | Omaha | NE | 08/2006 | 12/2016 |
| Northern Lights Distributors, Llc | Omaha | NE | 09/2018 | 01/2020 |
| Ftj Fundchoice, Llc | Omaha | NE | 01/2019 | 01/2020 |
| Meeder Investment Management, Inc | Dublin | OH | 01/2020 | 11/2021 |
| Assetmark Brokerage, Llc | Omaha | NE | 11/2021 | Present |
| Assetmark Financial Holdings, Inc. | Omaha | NE | 11/2021 | Present |
1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 11/2021 - 160 HRS / MONTHLY, INSTITUTIONAL MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2. MR. BYRNE IS A WRESTLING OFFICIAL FOR THE NEBRASKA SCHOOL ACTIVITIES ASSOCIATION LOCATED IN LINCOLN NEBRASKA WHERE HE EARNS LESS THAN $5,000 ANNUALLY AND SPENDS LESS THAN APPROXIMATELY 20 HOURS PER MONTH TOWARDS THIS NON-INVESTMENT RELATED ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-01-25 |
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
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