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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

123 South Broad Street, Lancaster, OH 43130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Lancaster OH 10/2007 Present
J.P. Morgan Securities Llc Lancaster OH 10/2012 Present
Previous Registrations
  • 2007-10-11 → 2012-10-01
    Chase Investment Services Corp.
    Lancaster, OH
  • 2007-05-30 → 2007-09-24
    Raymond James Financial Services, Inc.
    Lancaster, OH
    Piqua, OH
    Lancaster, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-29
  • S66 Uniform Combined State Law Examination
    2008-01-29
Other Names
  • Cynthia Kay Huston
  • Cynthia Kay Mcgill
  • Cynthia Kay Moyer
  • Cindy Moyer

View on SEC IAPD

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