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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2014-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Innovations Llc | Wichita | KS | 12/2006 | Present |
| Dunning Financial Partners | Wichita | KS | 09/2010 | Present |
| Dunning & Associates Cpas, Llc | Wichita | KS | 01/2013 | Present |
| Cambridge Investment Research Inc | Fairfield | IA | 12/2014 | Present |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 12/2014 | Present |
1) DUNNING FINANCIAL. INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. 2) DUNNING AND ASSOCIATES CPAS, LLC. WICHITA, KS. STARTED 1/2013 AS PARTNER. PREPARATION OF INCOME TAXES, FINANCIAL STATEMENTS, OTHER ACCOUNTING SERVICES. SPENDS 45 HR/WK, 45 HR/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-04 |
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