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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-08-27
TX RA APPROVED_RES 2014-04-01
WA RA APPROVED 2013-04-12
  • ID RA
    APPROVED
    Since 2025-08-27
  • TX RA
    APPROVED_RES
    Since 2014-04-01
  • WA RA
    APPROVED
    Since 2013-04-12

Branch Locations

Kamiah, ID • United States

12 Bellwether Way Suite 215, Bellingham, WA 98225 • United States

Goodrich & Associates, Llc

12 Bellwether Way, St. 215, Bellingham, WA 98225 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2000-01-06
  • WA RA
    APPROVED
    Since 2000-01-06

Branch Locations

12 Bellwether Way, Ste 215, Bellingham, WA 98225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bellingham WA 07/1998 Present
Raymond James Financial Services Advisors Inc. Bellingham WA 04/2013 Present
Goodrich & Associates, Llc Bellingham WA 01/2014 Present
Other Businesses

(1)Name of Business: Goodrich & Associates, LLC Address: 12 Bellwether Way Ste 215, Bellingham, WA, 98225, United States Activity Type: Independent RIA Position/Title: Officer - Vice President, Advisor, Officer - CEO, Officer - President, Officer - Secretary, Officer - Treasurer, Bookkeeper, Owner/Proprietor Investment Related: Yes Start Date: 12/15/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Fee based financial planning (2)Name of Business: Goodrich & Associates, LLC Address: 12 Bellwether Way Ste 215, Bellingham, WA, 98225-2914, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/31/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independant Registered Investment Advisor (3)Name of Business: GOODRICH; Larry IRA Address: 12 Bellwether Way Ste 215, Bellingham, WA, 98225-2914, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 12/30/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: executor of estate and all that entails.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-27
S63 Uniform Securities Agent State Law Examination 1998-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-05-27
  • S63 Uniform Securities Agent State Law Examination
    1998-11-06

View on SEC IAPD

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