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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-28 |
Branch Locations
550 Main St Ste 210, New Brighton, MN 55112-3271 • United States
Coon Rapids, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New Brighton | MN | 03/2020 | Present |
Business Ownership; D&S Swartz LLLP; Limited Partner; Real Estate; 23576 Dero Dr, , Glenwood, MN, 56334; Not Investment-Related; 10/02/2023; 0 hours per month; 0 during trading hours. Outside Employment; Dan Bartel; Practice Support Opperations - Execute trades and transactions for clients. Assist with meeting prep.; ; 550 Main St Ste 210, , New Brighton, MN, 55112; Investment-Related; 04/30/2021; 10 to 19 hours per month; 10 to 19 during trading hours / GEM Enterprises; Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice.; ; 550 Main St Ste 210, , New Brighton, MN, 55112; Investment-Related; 01/20/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-05 |
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