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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
190 South Broad Street, Milford, CT 06460 • United States
Milford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People's Securities, Inc. | Bridgeport | CT | 09/1993 | Present |
| People's United Advisors, Inc. | Bridgeport | CT | 05/2018 | Present |
| Lpl Financial Llc | Milford | CT | 08/2022 | Present |
| Lpl Financial Llc | Milford | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors at M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Associate - Start Date - 08/20/2022 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-22 |
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