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Francois Patrik Marquis

LPl Financial LLC

Farmington, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-08-26
CT RA APPROVED 2013-07-09
  • TX RA
    APPROVED
    Since 2013-08-26
  • CT RA
    APPROVED
    Since 2013-07-09

Branch Locations

3 Forest Park Drive, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Farmington CT 07/2013 Present
  • 07/2013 → Present
    Lpl Financial
    Farmington, CT
Previous Registrations
Other Businesses

(1) 07/22/2013 - DBA ONLY - VALENTI WEALTH MANAGEMENT - FARMINGTON, CT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-22
  • S66 Uniform Combined State Law Examination
    2002-10-22

View on SEC IAPD

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