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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-25
  • IL RA
    APPROVED
    Since 2025-04-25

Branch Locations

10709 W. 159Th Street, Orland Park, IL 60467 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofm Wealth Orland Park IL 08/2016 04/2025
Modern Wealth Management, Llc Lenexa KS 04/2025 Present
Previous Registrations
  • 2016-08-24 → 2025-09-25
    Ofm Wealth
    Orland Park, IL
  • 2014-03-17 → 2016-08-25
    Stevens Wealth Management Llc
    Deerfield, IL
  • 2008-05-06 → 2012-12-11
    Leonetti & Associates, Llc
    Buffalo Grove, IL
  • 2004-01-02 → 2008-06-20
    Leonetti & Associates Inc
    Buffalo Grove, IL
  • 1999-07-01 → 2003-12-31
    Successful Financial Solutions Inc
    Buffalo Grove, IL
Other Businesses

NAME OF OBA: INSURANCE LICENSE ADDRESS OF OBA: 10709 W. 159TH STREET, ORLAND PARK, IL. 60467 NATURE: INSURANCE INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: LICENSEE DUTIES: OVERSIGHT OF EXISTING LIFE INSURANCE AND VARIABLE ANNUITIES. START DATE: 12/20/2021 APPROX. NUMBER OF HOURS/MONTH: 5.0 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5.0

Designations
Other Names
  • Cristine M. Marik

View on SEC IAPD

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