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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-06 |
Branch Locations
1560 W. Bay Area Blvd. Ste 201, Friendswood, TX 77546 • United States
5252 Westchester Ave. Ste 112, Houston, TX 77005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 04/2009 | Present |
| Blaine Douglas Financial Advisor | Bellaire | TX | 04/2015 | Present |
1. 3/12/2009 - Old Course Investment Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/20/2015 - BLAINE DOUGLAS FINANCIAL ADVISOR - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 05/01/2015. 3. 01/19/2023 - Douglas Dluzniewski Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/20/2023 - 160 Hours Per Month/6 Hours During Securities Trading 4. 02/10/2026 - DD Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/16/2026 - 120 hours per month/ 6 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-25 |
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