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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2021-10-29

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Gatesville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reese Athletic'S Monrovia CA 11/2014 Present
24 Hr Fitness Arcadia CA 08/2015 08/2020
Schoolsfirst Fcu Tustin CA 12/2015 08/2021
Cuna Brokerage Services, Inc. Waverly IA 12/2015 08/2021
Gwfs Equities, Inc Greenwood Village CO 09/2021 Present
Advised Assets Groups, Llc Greenwood Village CO 09/2021 Present
  • 11/2014 → Present
    Reese Athletic'S
    Monrovia, CA
  • 08/2015 → 08/2020
    24 Hr Fitness
    Arcadia, CA
  • 12/2015 → 08/2021
    Schoolsfirst Fcu
    Tustin, CA
  • 12/2015 → 08/2021
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 09/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 09/2021 → Present
    Advised Assets Groups, Llc
    Greenwood Village, CO
Previous Registrations
  • 2016-01-05 → 2021-08-16
    Cuna Brokerage Services, Inc.
    Lancaster, CA
    Palmdale, CA
    Santa Clarita, CA
    Tustin, CA
    Torrance, CA
    Long Beach, CA
    Pasadena, CA
    Inglewood, CA
  • 2012-10-01 → 2015-12-08
    Placentia, CA
    Anaheim, CA
    Arcadia, CA
    Tustin, CA
    La Habra, CA
    Fullerton, CA
    Yorba Linda, CA
    Arcadia, CA
    Anaheim Hills, CA
    Anaheim, CA
  • 2009-09-18 → 2012-10-01
    Chase Investment Services Corp.
    Anaheim Hills, CA
    Placentia, CA
    Anaheim Hills, CA
    Placentia, CA
  • 2004-03-09 → 2009-09-18
    Signator Investors, Inc.
    Irvine, CA
    Irvine, CA
Other Businesses

NAME OF ENTITY: REESE ATHLETIC'S (RA) POSITION: OWNER / CFO DETAILS PERSONAL TRANING HIGH SCHOOLS, COLLEGE ATHLETES AS WELL AS INDIVIDUALS. START DATE 11/17/2014, 20-36 HOURS PER MONTH DEVOTED TO POSITION, 15-20 HOURS DURING SECURITIES TRADING, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-12
  • S66 Uniform Combined State Law Examination
    2003-12-12
Other Names
  • Eric D Reese

View on SEC IAPD

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