Best Investors Account Sign in

Houston Douglas Ingram

Principal Securities, Inc.

Birmingham, AL

Orange Beach, AL

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-08
AL RA APPROVED 2007-12-11
  • TX RA
    APPROVED_RES
    Since 2021-03-08
  • AL RA
    APPROVED
    Since 2007-12-11

Branch Locations

3500 Blue Lake Dr Ste 280, Birmingham, AL 35243 • United States

Orange Beach, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Birmingham AL 09/2002 Present
Principal Life Insurance Company Birmingham AL 09/2002 Present
Capstone Financial Group, Llc Birmingham AL 11/2009 Present
  • 09/2002 → Present
    Principal Life Insurance Co
    Birmingham, AL
  • 09/2002 → Present
    Principal Life Insurance Company
    Birmingham, AL
  • 11/2009 → Present
    Capstone Financial Group, Llc
    Birmingham, AL
Other Businesses

***Fixed Insurance, Life, Health, STD/LTD, LTC, Group, Fixed Annuities, 10/06/15.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-10
S63 Uniform Securities Agent State Law Examination 2002-11-07
  • S65 Uniform Investment Adviser Law Examination
    2007-12-10
  • S63 Uniform Securities Agent State Law Examination
    2002-11-07
Other Names
  • Doug Ingram

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY
CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
USA FINANCIAL SECURITIES LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor