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Christopher Frederick Effer

Morgan Stanley

Chesterfield, MO

Clayton, MO

Dallas, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-20
MO RA APPROVED 2013-06-27
  • TX RA
    APPROVED_RES
    Since 2018-05-20
  • MO RA
    APPROVED
    Since 2013-06-27

Branch Locations

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Chesterfield MO 05/2013 Present
  • 05/2013 → Present
    Morgan Stanley Smith Barney Llc
    Chesterfield, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-08
S63 Uniform Securities Agent State Law Examination 2002-10-09
  • S66 Uniform Combined State Law Examination
    2011-08-08
  • S63 Uniform Securities Agent State Law Examination
    2002-10-09
Other Names
  • Rick Effer
  • C Frederick Effer

View on SEC IAPD

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Other Investors

MICHAEL CHRISTOPHER CARROLL
KERRY D ROGERS
MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

More in Chesterfield, MO

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