Thomas M Jones

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → 11/2017
  The Hartfield Company, Inc.
  New Albany, IN
• 11/2017 → Present
  Assuredpartners
  New Albany, IN
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Jeffersonville, IN
• 10/2002 → Present
  Kestra Investment Services, Llc
  Jeffersonville, IN

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: New Albany-Floyd County Education Foundation Investment Related: No Address: 2813 Grant Line Rd. New Albany IN 47150 Nature of Business: Board Position Position: Board member. Start Date: 7/18/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Strategic and organizational planning; ensuring strong fiduciary oversight and financial management; fundraising and resource development Name: AssuredPartners Investment Related: Yes Address: 3620 Blackiston Boulevard, Suite 100 New Albany IN 47150 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Managing Director Start Date: 8/30/2002 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage office(s); sell/service investments, employee benefits and insurance Name: FLOYD COUNTY (INDIANA) POLICE MERIT BOARD POSITION: Merit Board Member NATURE: Board position INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/09/2023 ADDRESS: Frank C. Denzinger Criminal Justice Building, 311 Hauss Square, New Albany IN 47150 DESCRIPTION: The Merit Board holds regular monthly meetings throughout the year to transact business that pertains to the Floyd County (Indiana) Sheriff's Office. The Merit Board does not have any general day-to-day authority or responsibility over the Floyd County Sheriff's Office. The Merit Board does have jurisdiction over: Final approval of hiring, firing, demotion or serious disciplinary action (any suspension without pay over 15 days) of any merit officer unless on probation (within their first year). In cases of firing, demotion and serious discipline of a non-probationary merit officer, a fair public hearing can be conducted at the request of a merit officer or the Sheriff. The Merit Board also oversees the pension and disability plans for all the merit officers. Jail officers and other civilian employees (such as mechanics and clerical personnel) are not considered merit officers under this law. The Merit Board has no jurisdiction over hiring, firing, demotions or discipline of any of these Sheriff's employees. The Merit System holds the Sheriff accountable for keeping standards high in hiring and provides for fair and equitable treatment of officers. Regardless of whom the Sheriff is at any given time, this system of accountability, transparency, and fairness provides and keeps integrity on serious personnel issues in the Floyd County Sheriff's Office. Name: FLOYD COUNTY, INDIANA BUILDING CORPORATION POSITION: Member of the board of directors NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/22/2024 ADDRESS: 409 Bank Street, New Albany IN 47150 DESCRIPTION: Management of the corporation's affairs. Name: GALLAGHER POSITION: Managing Director NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 152 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2026 ADDRESS: 4500 Town Center Blvd., Suite 200, Jeffersonville IN 47130, United States DESCRIPTION: Manage office(s); sell/service investments, employee benefits and insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-11
• S63 Uniform Securities Agent State Law Examination
  2002-10-25