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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| FL | RA | APPROVED | 2023-10-17 |
Branch Locations
2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Miami | FL | 01/2014 | 09/2016 |
| Raymond James & Associates, Inc. | Miami | FL | 09/2016 | 07/2023 |
| Stifel, Nicolaus & Company, Incorporated | Miami | FL | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-18 |
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