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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-28 |
| WY | RA | APPROVED | 2022-04-28 |
Branch Locations
322 South David Street Suite B, Casper, WY 82601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Casper | WY | 09/2011 | 04/2022 |
| Bank Of America, N.A. | Casper | WY | 10/2011 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Casper | WY | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2022 | Present |
(1) 503470 - Eicley LLC / Non-Investment Related / Casper, WY / Family Business, Agriculture / Sole Proprietor, Owner / Start 22-January-2010 / 0.5 hours devoted per month / 0 during trading / I own 2% of this family entity but do not have any duties for the company any longer. (2) 503486 - Boys & Girls Club of Central Wyoming Foundation / Not Investment Related / Casper, WY / Children, Youth / Board Member / Start 15-March-2021 / During business hours: 1 / After business hours: 0 / Administrative, Business Development, Growth. (3) 503491 - Recreational Lot - CFD / Investment Related / Casper, WY / Co-Owner / Start 02-July-2021; During business hours: 0 / After business hours: 0 / Rental property, joint owner with wife (4) 503490 - SDRE LLC / Investment Related / Casper, WY / Partner / Start 10-December-2021 / During business hours: 0 / After business hours: 4 / Administrative, Accounting, Bookkeeping, Check Signing, Funds Disbursement, Labor, Service. (5) 657938 - Rental Home for my Mom to Live In / Not Investment Related / Casper, WY / Rental Property / Sole Proprietor, Owner / Start 05-September-2025 / During business hours: 0 / After business hours: 2 / Property Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-03 |
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