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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2016-05-02 |
| IN | RA | APPROVED | 2011-11-29 |
| TX | RA | APPROVED | 2008-01-10 |
| KY | RA | APPROVED | 2006-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Fe | IN | 09/2006 | Present |
| Bank Of America, N.A. | Santa Fe | NM | 08/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-26 |
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